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Regulation NMS
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101	SR-BATS[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Exchange, Inc. *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 08:48:36** Investment Finance Order Regulation NMS Market maker Intermarket sweep order Uptick rule Dark liquidity Stock market Financial economics Financial markets
102	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 242 [Release No[removed]; File No. S7[removed]RIN 3235-AK51 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-03 16:40:30 Investment United States Securities and Exchange Commission United States securities law Self-regulatory organizations Stock market Regulation NMS U.S. Securities and Exchange Commission Financial Industry Regulatory Authority National market system plan Financial economics Financial markets Financial system
103	Healthy Markets Initiative Vision and Principles The Market Structure debate is a contentious one that has enthralled the entire Financial Services industry. This debate rages from Twitter to the Wall St Journal. Everyon Add to Reading List Source URL: healthymarkets.org Language: English - Date: 2014-04-07 21:16:24 Investment Stock market United States Securities and Exchange Commission Financial regulation Regulation NMS Order Dark liquidity Market maker Securities Exchange Act Financial markets Financial economics Finance
104	December 22, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed] Add to Reading List Source URL: kortrading.com Language: English - Date: 2014-12-23 08:39:54 Investment Stock market Regulation NMS Order Dark liquidity Algorithmic trading Futures contract Short Payment for order flow Financial markets Financial economics Finance
105	THE VOLUME CLOCK: INSIGHTS INTO THE HIGH FREQUENCY PARADIGM David Easley Cornell University [removed] Add to Reading List Source URL: heartland.org Language: English - Date: 2012-12-06 12:53:29 Investment High-frequency trading Algorithmic trading Flash Crash Direct market access Regulation NMS Markets in Financial Instruments Directive Dark liquidity Futures contract Financial markets Financial economics Finance
106	Client Advisory Financial Services January 29, 2010 SEC Proposes New Market Access Rule and Approves Modifications to the Sponsored Add to Reading List Source URL: www.kattenlaw.com Language: English - Date: 2013-06-11 03:15:00 Finance Financial services United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission NASDAQ Broker-dealer Direct market access Regulation NMS Financial economics Financial markets Investment
107	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed] Add to Reading List Source URL: www.securitytraders.org Language: English - Date: 2014-12-24 10:01:14 Financial system Stock market Mathematical finance Financial regulation United States Securities and Exchange Commission U.S. Securities and Exchange Commission Regulation NMS Alternative Trading Systems High-frequency trading Financial markets Finance Financial economics
108	An Empirical Analysis of Market Segmentation on U.S. Equities Markets Frank Hatheway The NASDAQ OMX Group, Inc. Amy Kwan Add to Reading List Source URL: www.cmcrc.com Language: English - Date: 2013-06-06 20:46:35 Economics Investment Finance Mathematical finance Electronic communication network Dark liquidity Algorithmic trading Bid–offer spread Regulation NMS Financial markets Financial economics Stock market
109	lTG lrtc. OrtB libBrty Plaza 165 Broadway New York. NY[removed]T 212.58B.IJOQO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-05 14:18:48 Investment Regulation NMS Alternative Trading Systems Order Securities Exchange Act U.S. Securities and Exchange Commission Short Dark liquidity Broker-dealer Financial markets Financial economics Finance
110	December 22, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-29 10:13:26 Investment Stock market Regulation NMS Order Dark liquidity Algorithmic trading Futures contract Short Payment for order flow Financial markets Financial economics Finance

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